Objective: The panel's mission is to protect the public interest and address the needs of AICPA members in the areas of financial reporting, audit and attest services, and regulatory matters from the broker-dealer industry perspective. The primary focus of the panel is to 1) identify emerging industry issues in financial reporting, audit and attest services and regulatory matters, and propose solutions; 2) liaise with regulators, standard setters, external industry groups, federal or state agencies, and other AICPA committees/expert panels; and 3) provide industry accounting and auditing guidance/information through various AICPA vehicles.
Qualifications/requirements: Partner (accounting firm) or seasoned executive (accounting policy/CFO type) (industry firm)
Meeting format: In-person and virtual
Irina Portnoy